Thursday, July 14, 2016

SEC Fines RiverFront Investment $300,000 for Overcharging Clients

SEC Fines RiverFront Investment $300,000 for Overcharging Clients

SEC Fines RiverFront Investment $300,000 for Overcharging Clients

Posted: 14 Jul 2016 02:06 PM PDT

The firm overbilled clients on a "wrap fees" program after traded away from the sponsoring broker

Gerard Melia Joins GAIN Capital in UK as Head of Relationship Management

Posted: 14 Jul 2016 12:10 PM PDT

Gerard Melia is GAIN Capital's new Head of Relationship Management in the UK.

Forex in Israel, The Modern Day Witch Hunt

Posted: 14 Jul 2016 09:29 AM PDT

Every reporter in the trade desperately wants to uncover the next scandal.

Asia’s Popular Messaging App LINE Debuts IPO on NYSE Raising Over $1b

Posted: 14 Jul 2016 09:10 AM PDT

Tokyo-based LINE Corporation completes its IPO on NYSE after successful listing.

Slipping Chinese Trade Underscores Devaluation Risks

Posted: 14 Jul 2016 08:02 AM PDT

To properly mend the economy and restore growth, the most obvious course of action is intervening in exchange rates.

OTC Markets Group Gets Blue Sky Recognition for Two of its Venues in 4 States

Posted: 14 Jul 2016 07:30 AM PDT

Four US state recognized some of the firm's venues under Blue Sky Manual Exemptions.

Social Trading Network eToro Introduces New Popular Investor Dashboard

Posted: 14 Jul 2016 07:18 AM PDT

eToro revamps its reward program to boost the experience of trade leaders and allow them to broadcast their success.

Pragma Introduces TradeBase Platform to Bolster Client Transparency

Posted: 14 Jul 2016 06:38 AM PDT

TradeBase caters to existing Pragma360 clients across multiple asset classes.

CLS Group Notches Staunch Reversal in June Volumes

Posted: 14 Jul 2016 06:00 AM PDT

An unexpected swath of volatility triggered a strong uptick in trading and settlement at CLS Group in June.

Exclusive: Citigroup’s Dan Hanson Parts Ways with Lender

Posted: 14 Jul 2016 05:00 AM PDT

Citigroup's London unit has lost EM FX specialist Dan Hanson, who reportedly parted ways with the group.

Deutsche Bank Tabs Werner Steinmueller as its CEO of APAC

Posted: 14 Jul 2016 04:15 AM PDT

Steinmueller will help lead one of the bank's highest growth regions whilst based out of Hong Kong.

South Africa’s FSB Warns Against RBOptions

Posted: 14 Jul 2016 03:50 AM PDT

The financial watchdog in South Africa says the broker is unauthorized to offer its services to local residents.

Breaking: CySEC Launches Digital Depository Portal for Regulated Firms

Posted: 14 Jul 2016 03:36 AM PDT

The new CySEC portal will also help streamline overall bureaucratic processes at the regulator.

BUX Eyes European-Wide Expansion Amidst Upgrades to App

Posted: 14 Jul 2016 02:49 AM PDT

BUX is looking to expand to Scandinavia and Belgium, part of a European-wide expansion.

What Trading Crypto has Taught Me about Technical and Fundamental Analysis

Posted: 14 Jul 2016 02:30 AM PDT

Having access to the stories that make the money move is essential.

6 Things Your Company Needs to Be Big Data Ready For

Posted: 14 Jul 2016 02:11 AM PDT

Managing the data deluge is the difference between drowning and waving.

Clearstream’s June Metrics Stagnate, Failing to Move on Brexit

Posted: 14 Jul 2016 12:40 AM PDT

Deutsche Börse has published its latest business overview featuring June's financial metrics.

Volatility Returns to Oil Market as Weekly Drawdown Figures Disappoint 

Posted: 14 Jul 2016 12:31 AM PDT

WTI futures were last seen trading above $45 a barrel, having declined 9% over a two-week period.

SGX Stays Dark After Missing Scheduled Restart

Posted: 13 Jul 2016 11:41 PM PDT

Securities and equities trading has yet to resume at the SGX, missing a 14:00 local time restart.

Deutsche Bank Secures Former BNP Paribas DCM Executive, Jonas Juel Ulrich

Posted: 13 Jul 2016 11:27 PM PDT

After seven years with BNP Paribas, Mr. Ulrich comes over to Deutsche Bank to help man its DCM unit.
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