Wednesday, September 14, 2016

Thai SEC Executive Penalty Challenged by Brokerage Chief

Thai SEC Executive Penalty Challenged by Brokerage Chief


Thai SEC Executive Penalty Challenged by Brokerage Chief

Posted: 14 Sep 2016 12:00 PM PDT

Prasit Srisuwan is the first ever executive to challenge a penalty given by the country's financial regulator.

Dash’s Amanda B. Johnson Releases Miniseries on Blockchain for Beginners

Posted: 14 Sep 2016 08:53 AM PDT

Get her funny take on the whole Apple/Jaxx/Dash affair.

IHS Markit Adds Jane Hamilton to its FX Business Development Unit

Posted: 14 Sep 2016 08:02 AM PDT

In her new role, Ms. Hamilton will be tasked with expanding Markit's suite of FX services and software.

E*TRADE’s DARTs Slow in August Along With Account Growth

Posted: 14 Sep 2016 06:45 AM PDT

August has proven to be an unkind month for brokerage houses in the US, with E*TRADE seeing a slight decline in DARTs.

Optimove Secures $20 Million Funding from Israel Growth Partners

Posted: 14 Sep 2016 05:41 AM PDT

The group's recent funding from Israel Growth Partners will help develop its R&D and US operations.

US House Committee Passes Bill to Overhaul Dodd-Frank Law

Posted: 14 Sep 2016 05:35 AM PDT

The bill is regarded as the first step towards replacing the Dodd-Frank Act adopted after the financial crisis.

Alternative Finance in Europe Reaches €5.4b with 92% Growth

Posted: 14 Sep 2016 04:50 AM PDT

Research by the Cambridge Centre for Alternative Finance shows impressive growth in the sector across the continent.

Tramonex Joins Saxo Payments Banking Circle, Targeting Improved Transfers

Posted: 14 Sep 2016 04:15 AM PDT

The partnership also helps advance Tramonex's agenda of moving away from traditional banking business and segmentation.

Banca Akros Integrates Itiviti’s FIX, Infrastructural Solutions

Posted: 14 Sep 2016 03:44 AM PDT

Banca Akros' addition of Itiviti's FIX infrastructure solutions will aim to extend benefits to sell side clients.

SFC Fines HSBC $2.5 Million for Internal Control Failures

Posted: 14 Sep 2016 03:33 AM PDT

HSBC has breached the SFC's code of conduct relating to position limits and has been fined accordingly.

FCA Plans to Ban Former Barclays Executive After Whistleblower Alert

Posted: 14 Sep 2016 02:58 AM PDT

The FCA's Decision Notice states that Andrew Tinney should be banned from carrying out senior management roles.

Corvil and Carbon Black Team Up to Launch Endpoint Security Platform

Posted: 14 Sep 2016 02:34 AM PDT

The partnership will offer clients a unified suite of services offering multiple layers of cyber-threat detection.

itBit Spins Off its Bankchain Service Under New Brand – Paxos

Posted: 14 Sep 2016 02:33 AM PDT

The team behind the institutional bitcoin exchange itBit is now also leading blockchain financial services developer Paxos.

GMO Sees Slight Rebound in Preliminary Operating Revenues During August

Posted: 14 Sep 2016 01:53 AM PDT

Preliminary operating revenues edged higher in August paring some of GMO's recent losses despite a quiet trading month.

FFAJ Reports FX and Binary Options Trading Volumes Fall in August

Posted: 14 Sep 2016 01:27 AM PDT

August 2016 has seen a decline in volumes traded for the Japanese online OTC industry.

Apple iPhone Users Can Now Send Bitcoin Directly via Messages

Posted: 14 Sep 2016 12:52 AM PDT

Shortly after removing rival cryptocurrencies and bitcoin wallets, Apple approves Circle for iMessage.

INTL FCStone Adds Vincent Deluard to Head Global Macro Strategy

Posted: 13 Sep 2016 11:38 PM PDT

Deluard will provide macro-economic and fundamental market commentary on the global securities markets.

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