The Important Part ASIC Missed in its New Compliance Report |
- The Important Part ASIC Missed in its New Compliance Report
- QuantX & Jonathan Parker Fined $1m For Retail Forex Fraud Scheme
- Perpetrator of Forex Fraud Scheme Worth $6m Arrested in Florida
- IEX Exchange Continues Market Democratization Quest, Adds Real Time Volumes App
- Analysis: Expanding on the Interactive Brokers Metatrader 5 Broker Offering
- FINRA Levies $1.3m Fine on Barclays Capital for Supervisory Failures
- Asset Control Secures Mark Hepsworth as its CEO from Interactive Data
- Federal Reserve Fines Goldman Sachs $36.3m, Goes After Managing Director
- Integral Menkul Promotes Saffet Ülker to Director of International Markets
- TechFinancials Shares Trade Higher 50% After $9.6m Revenue Guidance for H1
- DGCX July Volumes Signal Continued Momentum Post Brexit
- Deloitte, IBM, Microsoft, DTCC and More Form the Smart Contracts Alliance
- Intercontinental Exchange Reports Solid Q2 2016 Results
- What is the Basis of any Trading System?
- Exclusive: RBS’ Managing Director Robert Godber Parts Ways with Lender
- SFC Suspends Chan Ko Cho Ting Over Suspicious Trades
- GMO Click’s Trading Volumes Rise by Nearly 6 Percent in July
- Blockstream Acquihired Bitcoin Wallet GreenAddress for Sidechain Expertise
- Brexit and Fintech: What Now for the Financial Technology Industry in Europe?
- ASX’s July Metrics Bogged Down By Lower Capital, Cash Markets
| The Important Part ASIC Missed in its New Compliance Report Posted: 03 Aug 2016 01:04 PM PDT AFSL holders should review this article to ensure compliance practices continue to meet regulatory requirements. |
| QuantX & Jonathan Parker Fined $1m For Retail Forex Fraud Scheme Posted: 03 Aug 2016 01:02 PM PDT The U.S. CFTC has determined that the perpetrator of the scheme has solicited over $340,000 |
| Perpetrator of Forex Fraud Scheme Worth $6m Arrested in Florida Posted: 03 Aug 2016 12:28 PM PDT The criminal complaint charges Fadi Ewiess with wire fraud and carries a maximum term of imprisonment of 20 years. |
| IEX Exchange Continues Market Democratization Quest, Adds Real Time Volumes App Posted: 03 Aug 2016 12:06 PM PDT A month before launching, the IEX Exchange is continuing its marketing campaign effort. |
| Analysis: Expanding on the Interactive Brokers Metatrader 5 Broker Offering Posted: 03 Aug 2016 10:49 AM PDT Interactive Brokers has partnered with oneZero and Metaquotes to enable brokerages with access to a variety of stock markets. |
| FINRA Levies $1.3m Fine on Barclays Capital for Supervisory Failures Posted: 03 Aug 2016 10:22 AM PDT Regulatory lapses across Barclays Capital's Order Audit Trail System have resulted in a fine from FINRA. |
| Asset Control Secures Mark Hepsworth as its CEO from Interactive Data Posted: 03 Aug 2016 09:11 AM PDT After thirteen years at Interactive Data, Hepsworth lands at Asset Control as its newest CEO. |
| Federal Reserve Fines Goldman Sachs $36.3m, Goes After Managing Director Posted: 03 Aug 2016 09:08 AM PDT The U.S. central bank has slapped a major fine on Goldman Sachs for leaking Fed documents. |
| Integral Menkul Promotes Saffet Ülker to Director of International Markets Posted: 03 Aug 2016 08:41 AM PDT Saffet steps into the new role following a lengthy career in the Turkey's derivatives broker. |
| TechFinancials Shares Trade Higher 50% After $9.6m Revenue Guidance for H1 Posted: 03 Aug 2016 08:17 AM PDT The company is estimated to have earned almost $10 million of revenues in the first half of 2016. |
| DGCX July Volumes Signal Continued Momentum Post Brexit Posted: 03 Aug 2016 08:13 AM PDT Precious metals help buoy volumes at DGCX as Brexit-induced volatility abated during July. |
| Deloitte, IBM, Microsoft, DTCC and More Form the Smart Contracts Alliance Posted: 03 Aug 2016 06:59 AM PDT "Smart contracts have the potential to change the landscape of modern business," said Perianne Boring. |
| Intercontinental Exchange Reports Solid Q2 2016 Results Posted: 03 Aug 2016 06:46 AM PDT ICE's consolidated operating expenses had a substantial jump of 57.5% YoY in the second quarter. |
| What is the Basis of any Trading System? Posted: 03 Aug 2016 05:57 AM PDT The basis of your trading system should be your own belief system and not someone else's. |
| Exclusive: RBS’ Managing Director Robert Godber Parts Ways with Lender Posted: 03 Aug 2016 05:51 AM PDT After a tenure of over three decades, Mr. Godber has parted ways with RBS Markets. |
| SFC Suspends Chan Ko Cho Ting Over Suspicious Trades Posted: 03 Aug 2016 04:46 AM PDT After working industry for 18 years, he should have been aware that the late orders were manipulative trades. |
| GMO Click’s Trading Volumes Rise by Nearly 6 Percent in July Posted: 03 Aug 2016 04:27 AM PDT GMO's July figures continue their climb back towards February 2016 highs. |
| Blockstream Acquihired Bitcoin Wallet GreenAddress for Sidechain Expertise Posted: 03 Aug 2016 04:21 AM PDT GreenAddress' founder Lawrence Nahum has assumed the role of Senior Architect at Blockstream. |
| Brexit and Fintech: What Now for the Financial Technology Industry in Europe? Posted: 03 Aug 2016 03:30 AM PDT Gibraltar voted overwhelmingly to remain part of Europe and is one of the great unknowns of the Brexit. |
| ASX’s July Metrics Bogged Down By Lower Capital, Cash Markets Posted: 03 Aug 2016 03:29 AM PDT The ASX's latest statistics were mostly lower YoY with July seeing notable declines in futures and cash markets. |
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