OTC Markets Petitions SEC to Expand Online Capital Raising to Reporting Firms |
- OTC Markets Petitions SEC to Expand Online Capital Raising to Reporting Firms
- Bats’ Retains US, European Equities Market Share in May
- FXCM Temporarily Hikes Margin Requirements for White Label Clients
- Morgan Stanley FX Sales Exec Lauren Kiley Joins Credit Agricole
- Bank of America & Credit Suisse Settle with Refco Brokerage Victims
- TMX Group CFO Michael Ptasznik Resigns After 20 Years with the Company
- Eyeing Up This Year’s Biggest Tech IPO And The Search For Quantum Questions
- CySEC Warns Against Individuals Posing As CySEC Officers
- GAIN Capital’s Retail, Institutional Volumes Fall Sharply Across the Board
- CySEC Regulated Glestimon Management Renounces CIF Licence
- Trader’s Timeout: Commodities Surge as Australia Recovers from Storm
- ICAP Rebrands as Nex: What’s Really in a Name?
- BAML Taps Veteran Dan Mead as its Head of Bond Syndicate Desk
- Investor Sentiment Indices All the Rage During Wild Year of Votes, Elections
- Alibaba’s Ant Financial Reportedly Acquires Stake In Hedge Fund Data Firm
- French Saxo Bank Promotes Managing Director Thomas Jegu to President
- New UniCredit CEO Unikely Before End Of July
- SEC’s Leans on Whistleblower in Deutsche Bank Securities Probe
- ANZ Strategist Sam Tuck Resigns To Join NZ Sovereign Wealth Fund
- The Wealth Management Relationship: The Data or the Advisor?
| OTC Markets Petitions SEC to Expand Online Capital Raising to Reporting Firms Posted: 10 Jun 2016 01:25 PM PDT OTC Markets files petition to expand regulation A+ to SEC-reporting firms. |
| Bats’ Retains US, European Equities Market Share in May Posted: 10 Jun 2016 11:55 AM PDT Unlike many other institutional venues, Bats managed to hold onto the majority of its volumes during May. |
| FXCM Temporarily Hikes Margin Requirements for White Label Clients Posted: 10 Jun 2016 10:37 AM PDT The customers of FXCM's white labels have been informed that their margin requirements will increase on June 16th |
| Morgan Stanley FX Sales Exec Lauren Kiley Joins Credit Agricole Posted: 10 Jun 2016 09:34 AM PDT After spending 9 years of her career at Morgan Stanley, the firm's Vice President of FX Sales joins Credit Agricole |
| Bank of America & Credit Suisse Settle with Refco Brokerage Victims Posted: 10 Jun 2016 08:28 AM PDT The banks have been previously accused to have facilitated the conduct of the Refco accounting fraud |
| TMX Group CFO Michael Ptasznik Resigns After 20 Years with the Company Posted: 10 Jun 2016 07:56 AM PDT As Michael Ptasznik pursues a new direction, TMX Group added an interim CFO. |
| Eyeing Up This Year’s Biggest Tech IPO And The Search For Quantum Questions Posted: 10 Jun 2016 06:27 AM PDT Our editorial team presents a choice of interesting stories in the press this week from a major tech IPO to quantum computing. |
| CySEC Warns Against Individuals Posing As CySEC Officers Posted: 10 Jun 2016 05:58 AM PDT Unknown individuals have falsely been presenting themselves as CySEC officers using fake email addresses. |
| GAIN Capital’s Retail, Institutional Volumes Fall Sharply Across the Board Posted: 10 Jun 2016 05:35 AM PDT Retail volumes were amongst the hardest hit in May, falling double digits. |
| CySEC Regulated Glestimon Management Renounces CIF Licence Posted: 10 Jun 2016 05:08 AM PDT Glestimon Management is no longer licenced and regulated by CySEC and has been given three months to settle its obligations. |
| Trader’s Timeout: Commodities Surge as Australia Recovers from Storm Posted: 10 Jun 2016 04:32 AM PDT A number of environmental and macroeconomic factors are driving commodity prices in Australia. |
| ICAP Rebrands as Nex: What’s Really in a Name? Posted: 10 Jun 2016 04:01 AM PDT Undoubtedly voice broking was once a core component of the ICAP brand. Now it's not. |
| BAML Taps Veteran Dan Mead as its Head of Bond Syndicate Desk Posted: 10 Jun 2016 03:22 AM PDT After a 22 year tenure with the lender, Dan Mead steps into the lead role on BAML's US Investment-Grade Bond Syndicate desk. |
| Investor Sentiment Indices All the Rage During Wild Year of Votes, Elections Posted: 10 Jun 2016 03:06 AM PDT Investor sentiment has given rise to several barometers and indices, tracking key elections and votes worldwide. |
| Alibaba’s Ant Financial Reportedly Acquires Stake In Hedge Fund Data Firm Posted: 10 Jun 2016 03:03 AM PDT Alibaba Group Holding Ltd.'s finance affiliate, Ant Financial, is alleged to have acquired a 20 percent stake in Shanghai Suntime Information Technology Co., a data provider tracking Chinese hedge funds, according to Bloomberg sources. The new world of online trading, fintech and marketing – register now for the Finance Magnates Tel Aviv Conference, June 29th … Continued |
| French Saxo Bank Promotes Managing Director Thomas Jegu to President Posted: 10 Jun 2016 02:57 AM PDT The Danish multi-asset brokerage has parted with the founder of Saxo Banque France Pierre-Antoine Dusoulier |
| New UniCredit CEO Unikely Before End Of July Posted: 10 Jun 2016 02:03 AM PDT As UniCredit takes its time in searching for a new CEO, investor unrest continues to grow. |
| SEC’s Leans on Whistleblower in Deutsche Bank Securities Probe Posted: 10 Jun 2016 02:01 AM PDT The SEC is being aided by a whistleblower who helped bring to light allegations of Deutsche Bank's mortgage bond endeavors. |
| ANZ Strategist Sam Tuck Resigns To Join NZ Sovereign Wealth Fund Posted: 10 Jun 2016 01:02 AM PDT Sam Tuck has reportedly left ANZ to resume a role with the New Zealand Superannuation Fund. |
| The Wealth Management Relationship: The Data or the Advisor? Posted: 09 Jun 2016 02:32 PM PDT The question of whether the relationship is about the data or the people rages on. |
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