Texas Court Issues Penalty Against Unregulated Steven Scott for Fraud and Misappropriation |
- Texas Court Issues Penalty Against Unregulated Steven Scott for Fraud and Misappropriation
- CBOE Holdings Enlists Help of FINRA, Brokering New Regulatory Oversight
- [Snippet] CFTC Staff Extends Time-Limited No-Action Relief to Japan Securities Clearing
- Deutsche Bank Securities Settles $3 Million Charges with US Regulator for Several Violations
- Alpari Bars Canadian Clients, Operations in Canada Ceased
- China Extends Aid to Russia Via Currency Swap Amidst Ruble Cataclysm
- UK Sharpens Regulatory Teeth, Augments Legislation Curbing LIBOR Abuse
- [Snippet] Record Trading at Toronto Stock Exchange 1.5+ Bln Shares Executed on 19 Dec
- Belarus Introduces 30% Tax on Bank Card Transactions Buying Foreign Currency
- [Snippet] FCA Issues Investor Warning Against Hong Kong Investment Corporation
- [Snippet] Forex Benchmark Manipulation to be Made Criminal Offense in the UK
- FXOpen Boosts ECN Solution Partnering with Soft-FX for Liquidity Aggregation
| Texas Court Issues Penalty Against Unregulated Steven Scott for Fraud and Misappropriation Posted: 22 Dec 2014 04:47 PM PST A US-based unregistered trader has been found guilty of committing fraud and operating an unauthorised pool scheme. Steven Scott was ordered by a court to pay restitution and a monetary penalty to settle the charges. The post Texas Court Issues Penalty Against Unregulated Steven Scott for Fraud and Misappropriation appeared first on Forex Magnates. |
| CBOE Holdings Enlists Help of FINRA, Brokering New Regulatory Oversight Posted: 22 Dec 2014 02:44 PM PST One of the largest operators of the US stock options market, CBOE Holdings Inc, will reportedly relinquish its regulatory duties, shifting regulatory duties to the Financial Industry Regulatory Authority (FINRA). The post CBOE Holdings Enlists Help of FINRA, Brokering New Regulatory Oversight appeared first on Forex Magnates. |
| [Snippet] CFTC Staff Extends Time-Limited No-Action Relief to Japan Securities Clearing Posted: 22 Dec 2014 02:00 PM PST |
| Deutsche Bank Securities Settles $3 Million Charges with US Regulator for Several Violations Posted: 22 Dec 2014 12:32 PM PST CFTC issues financial penalty to Deutsche Bank Securities for breaching a number of guidelines. The CFTC noted that the firm settled charges for violations including improper segregation of client money. The post Deutsche Bank Securities Settles $3 Million Charges with US Regulator for Several Violations appeared first on Forex Magnates. |
| Alpari Bars Canadian Clients, Operations in Canada Ceased Posted: 22 Dec 2014 12:04 PM PST The light of Alpari's Canadian business has been effectively extinguished, following their exit out of the country in the face of regulatory headwinds. The post Alpari Bars Canadian Clients, Operations in Canada Ceased appeared first on Forex Magnates. |
| China Extends Aid to Russia Via Currency Swap Amidst Ruble Cataclysm Posted: 22 Dec 2014 11:09 AM PST It appears that Russia and its rapidly mounting economic quagmire will not be alone in its struggle, following an announcement that China has offered its support to President Vladimir Putin in the form of currency swap assistance. The post China Extends Aid to Russia Via Currency Swap Amidst Ruble Cataclysm appeared first on Forex Magnates. |
| UK Sharpens Regulatory Teeth, Augments Legislation Curbing LIBOR Abuse Posted: 22 Dec 2014 09:47 AM PST The UK's Chancellor George has confirmed that the British government will initiate an extension of the legislation in place for the regulation of LIBOR, encompassing an additional seven benchmarks to help curb abuse. The post UK Sharpens Regulatory Teeth, Augments Legislation Curbing LIBOR Abuse appeared first on Forex Magnates. |
| [Snippet] Record Trading at Toronto Stock Exchange 1.5+ Bln Shares Executed on 19 Dec Posted: 22 Dec 2014 09:43 AM PST |
| Belarus Introduces 30% Tax on Bank Card Transactions Buying Foreign Currency Posted: 22 Dec 2014 09:12 AM PST All clients from Belarus will have to pay a transaction cost of 30% if they are transferring funds from a Belorussian ruble linked credit or debit card to the foreign currency of their trading account. The post Belarus Introduces 30% Tax on Bank Card Transactions Buying Foreign Currency appeared first on Forex Magnates. |
| [Snippet] FCA Issues Investor Warning Against Hong Kong Investment Corporation Posted: 22 Dec 2014 08:45 AM PST |
| [Snippet] Forex Benchmark Manipulation to be Made Criminal Offense in the UK Posted: 22 Dec 2014 07:07 AM PST |
| FXOpen Boosts ECN Solution Partnering with Soft-FX for Liquidity Aggregation Posted: 22 Dec 2014 03:34 AM PST The New Zealand based brokerage is targeting institutional clients, aiming to deliver better execution on its ECN offering by delivering a solution which provides access to more than 20 liquidity providers. The post FXOpen Boosts ECN Solution Partnering with Soft-FX for Liquidity Aggregation appeared first on Forex Magnates. |
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