CFTC Pardons Family Offices from Registration as Commodity Trading Advisor |
- CFTC Pardons Family Offices from Registration as Commodity Trading Advisor
- US Authorities Sanction Banking Giant HSBC for Breaching Federal Securities Laws
- ISDA Releases Principles on CCP Recovery, Risk Mitigation
- MOEX to Introduce HKD/RUB and GBP/RUB on Its FX Market Trading and Clearing System
- FINTECH Circle Launches to Connect UK and European Fintech Angel Investors
- OTAS Technologies Launches Trading & Analytics Toolkit, OTAS Base
- FIX Trading Community Issues Best Practices Draft for Pre-Trade Data Messaging of Bond Market
- TraderTools Partners with Solid FX in Bid to Secure Liquidity Provisions
- US Justice Department to Interview HSBC Traders as Criminal Investigations Begin
- $15 Million Fine Coaxes Citigroup into Tightening Supervisory Controls
- IG Group Holdings Plc on Track for Record Quarter, Shares Hit Record Highs
| CFTC Pardons Family Offices from Registration as Commodity Trading Advisor Posted: 25 Nov 2014 04:23 PM PST Family offices in the UNited States will be exempt from registering as CTAs under a no-action relief letter issued by the US main financial watchdog for financial derivatives trading, the CFTC. The post CFTC Pardons Family Offices from Registration as Commodity Trading Advisor appeared first on Forex Magnates. |
| US Authorities Sanction Banking Giant HSBC for Breaching Federal Securities Laws Posted: 25 Nov 2014 01:29 PM PST Global banking firm, HSBC settles $12.5 million fine with US securities watchdog for dealings with US clients. The bank's Swiss Private Banking arm failed to register with the North American watchdog. The post US Authorities Sanction Banking Giant HSBC for Breaching Federal Securities Laws appeared first on Forex Magnates. |
| ISDA Releases Principles on CCP Recovery, Risk Mitigation Posted: 25 Nov 2014 09:03 AM PST The International Swaps and Derivatives Association, Inc. (ISDA) has announced the publication of essential principles on both the adequacy and structure of central counterparty (CCP) loss-absorbing resources. The post ISDA Releases Principles on CCP Recovery, Risk Mitigation appeared first on Forex Magnates. |
| MOEX to Introduce HKD/RUB and GBP/RUB on Its FX Market Trading and Clearing System Posted: 25 Nov 2014 08:43 AM PST An update coming to the market in the beginning of December will provide important additions to users of the Moscow Exchange FX Market trading and clearing system, including cancel on disconnect functionality. The post MOEX to Introduce HKD/RUB and GBP/RUB on Its FX Market Trading and Clearing System appeared first on Forex Magnates. |
| FINTECH Circle Launches to Connect UK and European Fintech Angel Investors Posted: 25 Nov 2014 07:56 AM PST Forex Magnates had the opportunity to attend the launch of FINTECH Circle at Level39 in London. With fintech becoming an important future of London, the group connects UK and European investors and executives. The post FINTECH Circle Launches to Connect UK and European Fintech Angel Investors appeared first on Forex Magnates. |
| OTAS Technologies Launches Trading & Analytics Toolkit, OTAS Base Posted: 25 Nov 2014 05:13 AM PST OTAS Technologies has launched OTAS Base, a comprehensive toolkit utilizing APO and building applications analytics for a suite of over 10,000 stocks worldwide. The post OTAS Technologies Launches Trading & Analytics Toolkit, OTAS Base appeared first on Forex Magnates. |
| FIX Trading Community Issues Best Practices Draft for Pre-Trade Data Messaging of Bond Market Posted: 25 Nov 2014 04:01 AM PST Following the footsteps of FX, the bond market is quickly becoming the next decentralized industry to move to electronic trading. Helping spearhead the trend has been the Dodd-Frank regulation which has ushered in rules governing pre-trade monitoring requirements. The rules … The post FIX Trading Community Issues Best Practices Draft for Pre-Trade Data Messaging of Bond Market appeared first on Forex Magnates. |
| TraderTools Partners with Solid FX in Bid to Secure Liquidity Provisions Posted: 25 Nov 2014 03:55 AM PST FX technology company and provider TraderTools, has integrated Solid FX's non-bank liquidity capabilities, helping bolster its FX trading platform, whilst adding to a growing number of liquidity providers. The post TraderTools Partners with Solid FX in Bid to Secure Liquidity Provisions appeared first on Forex Magnates. |
| US Justice Department to Interview HSBC Traders as Criminal Investigations Begin Posted: 25 Nov 2014 03:40 AM PST The $4.3 billion settlement with global regulators is just the beginning for banks involved in the FX Fix manipulation scandal as class action lawsuits and criminal investigations by justice officials taking place. The post US Justice Department to Interview HSBC Traders as Criminal Investigations Begin appeared first on Forex Magnates. |
| $15 Million Fine Coaxes Citigroup into Tightening Supervisory Controls Posted: 25 Nov 2014 02:50 AM PST A company spokesperson has confirmed to Forex Magnates that Citi has committed additional resources to prevent future failures related to equity research and the company's involvement in IPO Roadshows. The post $15 Million Fine Coaxes Citigroup into Tightening Supervisory Controls appeared first on Forex Magnates. |
| IG Group Holdings Plc on Track for Record Quarter, Shares Hit Record Highs Posted: 25 Nov 2014 01:39 AM PST The company issued a trading update outlining that it is on track for record quarterly growth exceeding IG's own forecasts through a significant rise in trading activity after increased volatility in October. The post IG Group Holdings Plc on Track for Record Quarter, Shares Hit Record Highs appeared first on Forex Magnates. |
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